FINRA Securities License Requirements
Continuing Education computer-based training – The Regulatory Element focuses on compliance, regulatory, ethical and sales-practice standards. The S101 is divided into four modules: Module A: Responsibilities to Customers Module B: Operational Responsibilities Module C: Regulatory Responsibilities Module D: Personalized Cases
6 hours of firm element training as well as AML training.
Texas State Insurance License
24 Hours required, including 2 hours of ethics, at least half have to be classroom or classroom equivalent
CFP® professionals need 30 credits of continuing education (CE) every two years for
CFP® certification renewal, including 2 ethics credits from an approved provider.
6 (six), a minimum of four of which must be delivered by Fi360 or one of Fi360’s approved CE providers
Additional Continuing Education®
Commonwealth Production-based Retreats
Commonwealth Financial Network, our broker-dealer, offers a number of conferences and trips that afford the opportunity for practices and advisors at the same relative production levels to gather together for educational sessions as well as providing numerous opportunities for the and advisors to share best practices and to discuss topics of importance across practices. Selah Financial Advisors typically participate in 3 of these invitation-only conferences each year.
Commonwealth Be Our Guest
Commonwealth National Conference
Ed Slott Master-Elite Conferences
Initial Certification Training Programs
Advisory Councils and Due Diligence®
Fidelity Advisory Council
Fund Manager, Analysts and economists from fund companies
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1550 W. Bay Area Blvd Suite #101 Friendswood, TX 77546 (281) 990-7100