Required ContinuingEducation®

FINRA Securities License Requirements

FINRA Continuing Ed

Continuing Education computer-based training – The Regulatory Element focuses on compliance, regulatory, ethical and sales-practice standards. The S101 is divided into four modules: Module A: Responsibilities to Customers Module B: Operational Responsibilities Module C: Regulatory Responsibilities Module D: Personalized Cases

Broker-Dealer Continuing Education Requirement

6 hours of firm element training as well as AML training.

Texas State Insurance License

24 Hours required, including 2 hours of ethics, at least half have to be classroom or classroom equivalent

CFP designation

CFP® professionals need 30 credits of continuing education (CE) every two years for
CFP® certification renewal, including 2 ethics credits from an approved provider.

AIF® Designation

6 (six), a minimum of four of which must be delivered by Fi360 or one of Fi360’s approved CE providers

Additional Continuing Education®

Commonwealth Production-based Retreats

Commonwealth Financial Network, our broker-dealer, offers a number of conferences and trips that afford the opportunity for practices and advisors at the same relative production levels to gather together for educational sessions as well as providing numerous opportunities for the and advisors to share best practices and to discuss topics of importance across practices. Selah Financial Advisors typically participate in 3 of these invitation-only conferences each year.

Commonwealth Be Our Guest

Commonwealth National Conference

Ed Slott Master-Elite Conferences

Initial Certification Training Programs


Additional Conferences

FPA one-day, 401k conference, estate planning

Advisory Councils and Due Diligence®

Advisory Councils

American Funds Advisory Council
Fidelity Advisory Council

Due Diligence

Fund Manager, Analysts and economists from fund companies

Contact Us

1550 West Bay Area Blvd.,
Suite 101 Friendswood, TX 77546

(281) 990-7100

Contact Us By Appointment

1 Sugar Creek Center Blvd.,
Suite 150 Sugar Land, TX 77478 

By Appt Only

(281) 990-7100

This communication strictly intended for individuals residing in the states of AL, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, LA, MD, MI, MN, MO, MS, NC, NJ, NM, OH, OK, PA, SC, TN, TX, WA, WV, WY. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network ®. Member FINRA , SIPC, a Registered Investment Advisor.

1550 W. Bay Area Blvd Suite #101 Friendswood, TX 77546 (281) 990-7100

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